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Harvard Business Law Review (HBLR)

The Harvard Business Law Review (HBLR) aims to be the premier journal covering the laws of business organization and capital markets. HBLR will publish articles from professors, practitioners, and policymakers on corporate law and governance, securities and capital markets law, financial regulation and financial institutions, law and finance, financial distress and bankruptcy, and related subjects.

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Swaps

New Margin Requirements for Uncleared Swaps

August 19, 2015 By

Download PDF Craig Stein & Paul N. Watterson, Jr.* One of the fundamental changes that the Dodd-Frank Wall Street Reform and Consumer Protection Act (“Dodd-Frank Act”)[1] made in the financial markets has been to force most over-the-counter swap transactions onto … [Read more...] about New Margin Requirements for Uncleared Swaps

Filed Under: Energy, Featured, Home, Securities, U.S. Business Law, Volume 5 Tagged With: Basel, BCBS, CFTC, Collateral, Custodial Agreements, Dodd-Frank, Extraterritoriality, Margin, Netting, Prudential Regulators, Swaps

The Status of Environmental Commodities Under the Commodity Exchange Act

January 10, 2015 By wpengine

Download PDF Matthew F. Kluchenek* This article examines the role of the Commodity Futures Trading Commission (“CFTC”) in regulating transactions in environmental commodities, such as renewable energy certificates (“RECs”), emissions allowances, carbon offsets and carbon … [Read more...] about The Status of Environmental Commodities Under the Commodity Exchange Act

Filed Under: Energy, Featured, Home, U.S. Business Law, Volume 5 Tagged With: Carbon, CFTC, Dodd-Frank, Environmental commodities, Swaps

The CFTC’s Cross-Border Guidance for Swaps and Substituted Compliance Regime

December 4, 2013 By wpengine

Download PDF James Schwartz* The derivatives market was seen as having contributed substantially to the financial crisis of 2007–08.[1] This led to efforts to regulate derivatives in many of the countries in which their use was commonplace.[2] Historically, the swaps market … [Read more...] about The CFTC’s Cross-Border Guidance for Swaps and Substituted Compliance Regime

Filed Under: Derivatives Regulation, Featured, Home, Securities, U.S. Business Law, Volume 4 Tagged With: Basel Committee on Banking Supervision, CFTC, Derivatives, Dodd-Frank, SEC, Swaps, swaps transactions

Clearinghouse Hope or Hype? Why Mandatory Clearing May Fail to Contain Systemic Risk

April 17, 2013 By wpengine

Download PDF Sean J. Griffith* Introduction The global financial crisis of 2007–2008 revealed faults in the ability of regulators worldwide to contain systemic risk. Blaming much of the crisis on derivatives, complex financial contracts that allow counterparties to trade … [Read more...] about Clearinghouse Hope or Hype? Why Mandatory Clearing May Fail to Contain Systemic Risk

Filed Under: Derivatives Regulation, Featured, U.S. Business Law, Volume 3 Tagged With: Clearinghouses, Derivatives, OTC, Swaps

Margin Costs of OTC Swap Clearing Rules

April 12, 2013 By wpengine

Download PDF Paul Watterson, Joseph Suh, and Craig Stein* Regulators of several countries, including the United States Commodity Futures Trading Commission (CFTC), have introduced or proposed rules requiring clearing of over-the-counter (OTC) derivatives through central … [Read more...] about Margin Costs of OTC Swap Clearing Rules

Filed Under: Derivatives Regulation, Featured, Home, U.S. Business Law, Volume 3 Tagged With: Clearing, Derivatives, OTC, Swaps

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