Download PDF Usha Rodrigues † Public Inroads in Private Equity The law has long confined the average investor to trading in public securities[1] while allowing wealthy—or “accredited”[2]—individual investors access to a panoply of private securities, including investment … [Read more...] about SPACs and the JOBS Act
IPO
Comments on Seasoning of Reverse Merger Companies Before Uplisting to National Securities Exchanges
Download PDF David N. Feldman* Introduction Blockbuster Entertainment, Occidental Petroleum, Turner Broadcasting, Tandy Corp. (Radio Shack), Texas Instruments, Jamba Juice, and Berkshire Hathaway are just a few well-known companies that went public through a "reverse … [Read more...] about Comments on Seasoning of Reverse Merger Companies Before Uplisting to National Securities Exchanges
In Dodd-Frank’s Shadow: The Declining Competitiveness of U.S. Public Equity Markets
Download PDF David Daniels* As we enter into 2011, things are looking up. The Dow Jones has recently broken through 12,000 and is climbing to pre-recession heights. The economy has emerged from the greatest downturn since the Great Depression and continues to show modest … [Read more...] about In Dodd-Frank’s Shadow: The Declining Competitiveness of U.S. Public Equity Markets
Questioning the 500 Equity Holders Trigger
Download PDF William K. Sjostrom, Jr. An obscure provision of the Securities Exchange Act of 1934 (Exchange Act)[1] has received unprecedented attention in recent months because of the prominent role it appears to be playing in Facebook’s decision on going public. … [Read more...] about Questioning the 500 Equity Holders Trigger