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Harvard Business Law Review (HBLR)

The Harvard Business Law Review (HBLR) aims to be the premier journal covering the laws of business organization and capital markets. HBLR will publish articles from professors, practitioners, and policymakers on corporate law and governance, securities and capital markets law, financial regulation and financial institutions, law and finance, financial distress and bankruptcy, and related subjects.

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Disgorgement

The Equity Façade of SEC Disgorgement

November 15, 2013 By wpengine

Download PDF Russell G. Ryan* In its civil law enforcement cases under the federal securities laws, the Securities and Exchange Commission (SEC) routinely seeks disgorgement of ill-gotten gains, and courts routinely grant it.[1] The SEC commonly describes disgorgement as an … [Read more...] about The Equity Façade of SEC Disgorgement

Filed Under: Featured, Home, Securities, U.S. Business Law, Volume 4 Tagged With: Disgorgement, Dodd-Frank, SEC

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