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Harvard Business Law Review (HBLR)

The Harvard Business Law Review (HBLR) aims to be the premier journal covering the laws of business organization and capital markets. HBLR will publish articles from professors, practitioners, and policymakers on corporate law and governance, securities and capital markets law, financial regulation and financial institutions, law and finance, financial distress and bankruptcy, and related subjects.

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Barbara Black

FINRA Proposed Rule Change Would Give Customers Option of All-Public Arbitration Panels

November 29, 2010 By wpengine

Download PDF Barbara Black* Brokerage firms customarily include in their customers’ agreements a predispute arbitration agreement requiring that investors arbitrate their disputes before an arbitration panel of the Financial Industry Regulatory Authority (FINRA). Current rules … [Read more...] about FINRA Proposed Rule Change Would Give Customers Option of All-Public Arbitration Panels

Filed Under: Home Tagged With: Arbitration, Barbara Black, FINRA

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