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The Harvard Business Law Review (HBLR) aims to be the premier journal covering the laws of business organization and capital markets. HBLR will publish articles from professors, practitioners, and policymakers on corporate law and governance, securities and capital markets law, financial regulation and financial institutions, law and finance, financial distress and bankruptcy, and related subjects.

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asset managers

Dodd Frank Act Will Transform the Investment Management Industry in Coming Years

July 21, 2011 By wpengine

Download PDF John Schneider* A year after its enactment, the passing of the Dodd-Frank Wall Street Reform and Consumer Protection Act[1] will likely result in the most comprehensive overhaul of financial market regulation since the Great Depression. Under Dodd-Frank, US … [Read more...] about Dodd Frank Act Will Transform the Investment Management Industry in Coming Years

Filed Under: Dodd-Frank Anniversary, Volume 2 Tagged With: asset managers, Dodd-Frank, John Schneider, KPMG, SEC registration

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