Home Sidestepping the Rat Holes: Investment Risk and Securities Law HBLRApril 21, 2018 Download PDF Thomas M. Selman† This Article presents a novel understanding of the purpose of federal securities...
Home How Do I Sell My Crowdfunded Shares? Developing Exchanges and Markets to Trade Securities Issued by Start-ups and Small Companies HBLRJanuary 28, 2018 Download PDF Janet Austin† Governments worldwide are increasingly recognizing that assisting the development of...
Home Bullish on Blockchain: Examining Delaware’s Approach to Distributed Ledger Technology in Corporate Governance Law and Beyond HBLRJanuary 3, 2018 Download PDF Wonnie Song I. Introduction The buzz around blockchain is getting ever louder. Mergers &...
Home The High Cost of Fewer Appraisal Claims in 2017: Premia Down, Agency Costs Up HBLRJanuary 2, 2018 Download PDF Matthew Schoenfeld† This Article considers the preliminary results of an ongoing effort to...
Home When the IRS Prefers Not to: Why Disparate Regulatory Approaches to Similar Derivative Transactions Hurts Tax Law HBLRJune 3, 2017 Download PDF Leon Dalezman and Philip Lenertz† This Article examines decisions made by the Internal Revenue...
Home Trading in Substitute Securities: Liability Under Rule 10b-5 HBLRMay 16, 2017 Download PDF Cody Donald† I. Introduction A trade in a substitute security...
Home Stuck with Steckman: Why Item 303 Cannot be a Surrogate for Section 11 HBLRMay 2, 2017 Download PDF Aaron Jedidiah Benjamin† Item 303 of SEC Regulation S-K requires companies to disclose “known...
Home Age Before Equity? Federal Regulatory Agency Disgorgement Actions and the Statute of Limitations HBLRApril 4, 2017 Download PDF Michael Columbo and Allison Davis† I. Introduction At what point may...
Home A Federal Fiduciary Standard Under the Investment Advisers Act of 1940: A Refinement for the Protection of Private Funds HBLRDecember 6, 2016 Download PDF Tyler Kirk† Introductory Note The appropriate role of the fiduciary standard in the financial...
Derivatives Regulation Bitcoin and Virtual Currencies: Welcome to Your Regulator HBLRDecember 3, 2016 Download PDF Matthew Kluchenek† I. Introduction Among all the U.S. regulators...
Featured It Ain’t Broke: The Case For Continued SEC Regulation of P2P Lending HBLRAugust 9, 2016 Download PDF Benjamin Lo† Introductory Note In 2008, the Securities and Exchange Commission made waves by...
Corporate Governance Memorandum to the Compliance Counsel, United States Department of Justice HBLRApril 2, 2016 Download PDF Jonathan J. Rusch† Introductory Note Since 1977, with the enactment of the Foreign Corrupt...