Sidestepping the Rat Holes: Investment Risk and Securities Law
Download PDF Thomas M. Selman† This Article presents a novel understanding of the purpose of federal securities...
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How Do I Sell My Crowdfunded Shares? Developing Exchanges and Markets to Trade Securities Issued by Start-ups and Small Companies
Download PDF Janet Austin† Governments worldwide are increasingly recognizing that assisting the development of...
Bullish on Blockchain: Examining Delaware’s Approach to Distributed Ledger Technology in Corporate Governance Law and Beyond
Download PDF Wonnie Song I. Introduction The buzz around blockchain is getting ever louder. Mergers &...
The High Cost of Fewer Appraisal Claims in 2017: Premia Down, Agency Costs Up
Download PDF Matthew Schoenfeld† This Article considers the preliminary results of an ongoing effort to...
When the IRS Prefers Not to: Why Disparate Regulatory Approaches to Similar Derivative Transactions Hurts Tax Law
Download PDF Leon Dalezman and Philip Lenertz† This Article examines decisions made by the Internal Revenue...
Trading in Substitute Securities: Liability Under Rule 10b-5
Download PDF Cody Donald† I. Introduction A trade in a substitute security...
Stuck with Steckman: Why Item 303 Cannot be a Surrogate for Section 11
Download PDF Aaron Jedidiah Benjamin† Item 303 of SEC Regulation S-K requires companies to disclose “known...
Age Before Equity? Federal Regulatory Agency Disgorgement Actions and the Statute of Limitations
Download PDF Michael Columbo and Allison Davis† I. Introduction At what point may...
A Federal Fiduciary Standard Under the Investment Advisers Act of 1940: A Refinement for the Protection of Private Funds
Download PDF Tyler Kirk† Introductory Note The appropriate role of the fiduciary standard in the financial...
Bitcoin and Virtual Currencies: Welcome to Your Regulator
Download PDF Matthew Kluchenek† I. Introduction Among all the U.S. regulators...
It Ain’t Broke: The Case For Continued SEC Regulation of P2P Lending
Download PDF Benjamin Lo† Introductory Note In 2008, the Securities and Exchange Commission made waves by...
Memorandum to the Compliance Counsel, United States Department of Justice
Download PDF Jonathan J. Rusch† Introductory Note Since 1977, with the enactment of the Foreign Corrupt...
